Unclaimed
Tiffany Mazur is a financial advisor with over 13 years of experience in the financial services industry. Tiffany is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and previously worked at Key Investment Services LLC, LPL Financial LLC, and J.P. Morgan Securities LLC. Tiffany holds the Series 6, 7TO, 63, and 66 securities licenses, as well as the SIE exam. Tiffany is also a committee employee at the United Way of Central and Northeastern Connecticut. Tiffany specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/02/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WEST HARTFORD CT)
OH
07/10/2023 - 04/17/2024
KEY INVESTMENT SERVICES LLC (BROOKLYN OH)
CT
03/15/2017 - 05/04/2022
LPL FINANCIAL LLC (WINDSOR CT)
MI
10/01/2012 - 06/12/2015
J.P. MORGAN SECURITIES LLC (WATERFORD MI)
MI
09/06/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WATERFORD MI)
BOTH
Issued 08/31/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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