Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tiffanie? Claim Your ProfileTiffanie Lois Sojourner is a financial advisor currently registered with RBC Capital Markets, LLC. Tiffanie Sojourner has been active in the financial services industry since 2013. Prior to joining RBC Capital Markets, LLC, Tiffanie Sojourner was employed by MORGAN STANLEY and UBS FINANCIAL SERVICES INC.. Tiffanie Sojourner is registered as an investment advisor representative in California and Texas. Tiffanie Sojourner also holds the Series 7, Series 63 and Series 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/30/2024 - Present
RBC Capital Markets, LLC (SAN DIEGO CA)
CA
10/09/2023 - 04/22/2024
MORGAN STANLEY (RANCHO SANTA FE CA)
CA
03/30/2021 - 10/11/2023
RBC CAPITAL MARKETS, LLC (LA JOLLA CA)
CA
05/01/2015 - 03/31/2021
UBS FINANCIAL SERVICES INC. (LA JOLLA CA)
CA
06/16/2014 - 02/06/2015
MVP AMERICAN SECURITIES (San Diego CA)
CA
02/21/2013 - 01/22/2014
MVP AMERICAN SECURITIES (SAN DIEGO CA)
IA
Issued 02/20/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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