Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tiffanie? Claim Your ProfileTiffanie Gray is a financial advisor who has been in the industry since 2006. Tiffanie is currently registered with Wells Fargo Clearing Services, LLC. Before joining Wells Fargo Clearing Services, LLC, Tiffanie worked at UBS Financial Services Inc., UBS Securities LLC, BNP Paribas Prime Brokerage, Inc., and Banc of America Securities LLC. Tiffanie is licensed to provide financial services in several states including Arkansas, California, Connecticut, Illinois, Kansas, Massachusetts, Montana, New Jersey, New York, Ohio, Oklahoma, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/17/2018 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
NJ
10/31/2016 - 10/20/2017
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/06/2015 - 10/31/2016
UBS SECURITIES LLC (NEW YORK NY)
NY
02/13/2013 - 12/04/2015
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
08/19/2008 - 03/06/2013
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
TX
05/05/2006 - 10/01/2008
BANC OF AMERICA SECURITIES LLC (DALLAS TX)
BOTH
Issued 05/19/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2016
Series 24 - General Securities Principal Examination
BC
Issued 04/27/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/17/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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