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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tiffani? Claim Your ProfileTiffani Lee-kumabe is a financial advisor with UBS Financial Services Inc. She is based in Seattle, Washington and has over 13 years of experience in the financial services industry. Tiffani has worked with Morgan Stanley and Morgan Stanley Smith Barney previously. Tiffani holds a Series 66 and Series 7 license and is registered with FINRA as a registered representative and with the states of Alaska, Arizona, California, Colorado, Hawaii, Idaho, Illinois, Massachusetts, Nebraska, New York, Oregon, Tennessee, Texas, Virginia, and Washington. Tiffani specializes in a wide variety of financial services including financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
09/30/2022 - Present
UBS Financial Services Inc. (SEATTLE WA)
WA
12/03/2012 - 10/13/2022
MORGAN STANLEY (Seattle WA)
WA
06/01/2009 - 07/13/2012
MORGAN STANLEY SMITH BARNEY (SEATTLE WA)
WA
04/29/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)
BOTH
Issued 10/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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