Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tiesha? Claim Your ProfileTiesha Monique Tapley is a registered representative with Hilltop Securities Inc. with over 20 years of experience in the financial services industry. Tiesha has held previous roles with ProTrader Securities L.P., American Express Financial Advisors Inc. and IDS Life Insurance Company. Tiesha holds Series 7, 24, 50, 53, 55, 57TO, and 99TO licenses. Tiesha is a dedicated professional who is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
02/19/2004 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
09/07/2000 - 12/06/2002
PROTRADER SECURITIES L.P. (AUSTIN TX)
MN
04/15/1999 - 02/10/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/15/1999 - 02/10/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 04/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/04/2002
Series 24 - General Securities Principal Examination
BC
Issued 03/09/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2018
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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