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Tiaudra Riley Shaw

Charles Schwab & CO., Inc.

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About Tiaudra Riley Shaw

Tiaudra Riley Shaw is a financial advisor at Charles Schwab & CO., Inc. Tiaudra has been in the industry since 2001 and has a variety of experience with different firms including USAA Financial Advisors, Inc., SunTrust Investment Services, Inc., Morgan Stanley DW Inc., and Raymond James & Associates, Inc. Tiaudra has also been a chapter president for Jack and Jill of America, Inc- Greater Metropolitan Atlanta Chapter.

Firm Information

Tiaudra Shaw is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Tiaudra Shaw’s Registration & Firm History

GA

06/05/2020 - Present

Charles Schwab & CO., Inc. (Atlanta GA)

GA

06/26/2015 - 05/23/2020

USAA FINANCIAL ADVISORS, INC. (ATLANTA GA)

GA

04/01/2004 - 05/08/2015

SUNTRUST INVESTMENT SERVICES, INC. (EAST POINT GA)

NY

04/07/2000 - 11/27/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

FL

09/22/1999 - 04/06/2000

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

IA

Issued 05/05/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/30/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 09/21/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Tiaudra Riley Shaw.
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