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Tianyuan Huang

Cetera Investment Services LLC

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About Tianyuan Huang

Tianyuan Huang is a registered representative with Cetera Investment Services LLC. Tianyuan has been in the securities industry for 6 years, and is registered in Nevada. Tianyuan holds the Series 3, 7, 34, and 63 licenses, and has passed the SIE exam. Tianyuan has also worked with a number of other financial services companies, including Transamerica Financial Advisors, Inc., J.P. Morgan Securities LLC, Just2Trade, Inc., Haitou Securities, Inc. and Tapp Engine Securities.

Firm Information

Tianyuan Huang is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tianyuan Huang’s Registration & Firm History

NV

04/19/2023 - Present

Cetera Investment Services LLC (LAS VEGAS NV)

MA

03/23/2022 - 06/02/2022

TAPP ENGINE SECURITIES (QUINCY MA)

NY

06/11/2021 - 09/23/2021

HAITOU SECURITIES, INC. (NEW YORK NY)

CA

10/30/2020 - 03/24/2021

CETERA INVESTMENT SERVICES LLC (SAN GABRIEL CA)

NV

08/28/2019 - 10/29/2020

TRANSAMERICA FINANCIAL ADVISORS, INC (LAS VEGAS NV)

NV

08/31/2018 - 06/13/2019

J.P. MORGAN SECURITIES LLC (LAS VEGAS NV)

NV

05/22/2017 - 08/03/2018

CETERA INVESTMENT SERVICES LLC (LAS VEGAS NV)

NY

05/18/2015 - 09/02/2016

JUST2TRADE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/30/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2015

Series 7 - General Securities Representative Examination

BC

Issued 09/06/2012

Series 34 - Retail Off-Exchange FOREX Examination

BC

Issued 08/07/2012

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tianyuan Huang.
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