Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tiani? Claim Your ProfileTiani Hausen is an investment advisor representative with Raymond James & Associates, Inc. in Fort Lauderdale, FL. Tiani has been in the industry since November 25, 1993. Tiani has a history of working with individuals, businesses, and high-net-worth clients. Tiani provides financial planning, pension consulting, educational seminars, and portfolio management services to clients. Tiani has passed the Uniform Securities Agent State Law Examination (Series 63), the General Securities Representative Examination (Series 7), the Limited Registered Representative Examination (Series 17), the General Securities Principal Examination (Series 24), the Securities Industry Essentials Examination (SIE), and the Uniform Investment Adviser Law Examination (Series 65). Tiani was previously registered with Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Wachovia Capital Markets, LLC, Wachovia Securities, LLC, Prudential Securities Incorporated, Chase Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/27/2024 - Present
Raymond James & Associates, Inc. (Fort Lauderdale FL)
FL
07/08/2013 - 03/29/2016
CREDIT SUISSE SECURITIES (USA) LLC (MIAMI FL)
FL
10/01/2008 - 06/06/2013
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
02/03/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (MIAMI FL)
NC
04/19/2004 - 12/16/2004
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
07/01/2003 - 04/28/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/25/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/24/1997 - 06/09/2000
CHASE SECURITIES INC. (NEW YORK NY)
NY
01/06/1993 - 07/29/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
02/11/1992 - 09/24/1992
BT SECURITIES CORPORATION (BALTIMORE MD)
IA
Issued 04/24/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1993
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1992
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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