Unclaimed
Tian xing He is a financial professional registered with Cantor Fitzgerald & Co. Tian xing has been in the industry since 2022 and holds the Series 63, Series 79TO, Series 86, Series 87, and Series 7TO licenses. Tian xing was previously registered with Sanford C. Bernstein & Co., LLC. Tian xing is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/05/2024 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
12/16/2022 - 01/10/2024
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 10/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/15/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/01/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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