Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tian? Claim Your ProfileTian Chen is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Bellevue, Washington. Tian has been in the financial industry since 2022 and has experience working with Goldman Sachs & Co. LLC and other financial institutions. Tian holds the Series 7TO, SIE, and Series 66 licenses and is registered in 18 states. Tian is a highly motivated professional with a strong commitment to providing clients with excellent financial advice and service. Tian specializes in providing portfolio management for individuals and businesses, as well as pension consulting. Tian can help clients with their financial planning needs and provide guidance on investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
10/04/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
NY
12/03/2022 - 06/14/2023
GOLDMAN SACHS & CO. LLC (COHOES NY)
BOTH
Issued 12/23/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/2/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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