Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tia? Claim Your ProfileTia Tomlin is a financial advisor with over 30 years of experience in the industry. Tia is currently registered with Momentum Independent Network Inc. and has held previous positions with several other firms, including Southwest Securities, Inc., Citigroup Global Markets Inc., and H.D. Vest Investment Securities, Inc. Tia is licensed to provide financial advice in multiple states. Tia's specializations include retirement planning, college savings, estate planning, insurance, and investment management. Tia offers financial planning services, educational seminars, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
09/28/2011 - Present
Momentum Independent Network Inc. (DALLAS TX)
TX
03/13/2009 - 09/22/2011
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
07/07/1997 - 04/09/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
05/28/1992 - 07/21/1997
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
MA
05/20/1992 - 06/02/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MN
11/04/1988 - 05/22/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/04/1988 - 05/22/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
08/07/1987 - 11/15/1988
FIDELITY BROKERAGE SERVICES, INC.
NA
09/02/1986 - 11/10/1986
FIDELITY DISTRIBUTORS CORPORATION
IA
Issued 10/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/1993
Series 4 - Registered Options Principal Examination
BC
Issued 01/04/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/19/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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