Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tia? Claim Your ProfileTia Pitt is a financial advisor with over 20 years of experience in the industry. Tia is currently registered with Cetera Advisors LLC and UBS Financial Services Inc. Tia is a Series 7, 9, 10 and 63 licensed professional. Tia has also held positions with Citigroup Global Markets Inc. and has been active in the financial services industry since November 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
09/05/2024 - Present
Cetera Advisors LLC (SCOTTSDALE AZ)
MT
11/22/2000 - 11/06/2008
CITIGROUP GLOBAL MARKETS INC. (MISSOULA MT)
BC
Issued 12/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/06/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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