Unclaimed
Tia Marie Allen is a financial advisor with J.p. Morgan Securities LLC. Tia Marie is a registered representative with FINRA and has been in the industry since 2010. Tia Marie has experience working with individuals, high-net-worth individuals, businesses, corporations, labor unions, charitable organizations, insurance companies, and pension plans. Tia Marie specializes in portfolio management, financial planning, and selection of other advisors. Tia Marie previously worked for The Huntington Investment Company and Chase Investment Services Corp. Tia Marie is a licensed Series 7, 6 and SIE holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
02/26/2020 - Present
J.p. Morgan Securities LLC (Columbus OH)
OH
04/16/2013 - 10/16/2013
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
10/01/2012 - 03/07/2013
J.P. MORGAN SECURITIES LLC (DAYTON OH)
OH
07/01/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DAYTON OH)
BC
Issued 02/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/12/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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