Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thuy? Claim Your ProfileThuy Uyen hoang Bui is a registered representative with Mufg Securities Americas Inc. Thuy has been in the industry since March 11, 2016. Thuy is licensed in California and New York. Thuy holds the Series 79, Series 63, and Series SIE licenses. Thuy's previous employers include BTMU Securities, Inc., and BNP Paribas Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/01/2023 - Present
Mufg Securities Americas Inc. (SAN FRANCISCO CA)
NY
04/01/2017 - 08/13/2021
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
CA
01/03/2017 - 04/01/2017
BTMU SECURITIES, INC. (SAN FRANCISCO CA)
CA
06/06/2014 - 12/13/2016
BNP PARIBAS SECURITIES CORP. (SAN FRANCISCO CA)
BC
Issued 03/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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