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Thuy Truc huong Diep

U.s. Bancorp Investments, Inc.

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About Thuy Truc huong Diep

Thuy Diep is a financial advisor registered with the state of California and is currently employed with U.S. Bancorp Investments, Inc. Thuy is a registered representative and investment advisor representative with over seven years of experience in the industry. Thuy has passed the Series 6, 7, 63 and 66 exams. Prior to joining U.S. Bancorp Investments, Inc., Thuy was employed with Citigroup Global Markets Inc. and J.P. Morgan Securities LLC.

Firm Information

Thuy Diep is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Thuy Diep’s Registration & Firm History

CA

04/30/2021 - Present

U.s. Bancorp Investments, Inc. (San Jose CA)

CA

12/05/2018 - 04/12/2021

CITIGROUP GLOBAL MARKETS INC. (SUNNYVALE CA)

CA

08/03/2013 - 03/28/2018

J.P. MORGAN SECURITIES LLC (SANTA CLARA CA)

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Licenses & Designations

BOTH

Issued 05/05/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/14/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 03/28/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thuy Truc huong Diep.
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