linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thuy Nguyen

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thuy? Claim Your Profile

About Thuy Nguyen

Thuy Nguyen is a financial professional with over 27 years of experience in the industry. Thuy is currently a registered representative with Charles Schwab & Co., Inc. and holds Series 7, 9, 10, 24 and 63 licenses. Previously, Thuy has worked for TD Ameritrade, Inc. and Jack White & Company, Inc. Thuy's career has spanned multiple roles and she has a deep understanding of the financial services industry.

Firm Information

Thuy Nguyen is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thuy Nguyen’s Registration & Firm History

CO

09/01/2023 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

CA

06/01/1998 - 09/01/2023

TD AMERITRADE, INC. (SAN DIEGO CA)

NE

10/12/2012 - 01/29/2021

TD AMERITRADE CLEARING, INC. (OMAHA NE)

NA

06/05/1996 - 06/01/1998

JACK WHITE & COMPANY, INC.

Not sure if Thuy Nguyen is right for you?

Licenses & Designations

BC

Issued 06/19/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/21/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/21/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thuy Nguyen.
Not sure if Thuy Nguyen is right for you?