Unclaimed
Thurston Spaulding is a financial professional with over 20 years of experience in the industry. Currently, Thurston is registered with Advisory Services Network as a Registered Investment Advisor. Previously, Thurston was affiliated with Investment Professionals, Inc. and Cetera Advisor Networks LLC, serving as a Registered Representative. Thurston holds licenses for Series 7, Series 24, Series 31, and Series 66 examinations. He is dedicated to providing financial planning and portfolio management services to individuals, high-net-worth individuals, businesses, and retirement plans. Thurston Spaulding's commitment to his clients is evident in his long career and strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
04/09/2024 - Present
Advisory Services Network (Fort Washington MD)
VA
04/15/2014 - 11/03/2017
INVESTMENT PROFESSIONALS, INC. (ALEXANDRIA VA)
VA
06/21/2005 - 04/16/2014
CETERA ADVISOR NETWORKS LLC (ALEXANDRIA VA)
NY
03/24/2003 - 06/06/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/03/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/03/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
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