Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thuan? Claim Your ProfileThuan Lam is a financial professional with over 15 years of experience in the financial services industry. Thuan currently holds a registration with Providence Financial And Insurances, Inc. and is an active insurance agent with a focus on independent insurance and annuity products. Thuan has worked with several firms including Lincoln Financial Securities Corporation, MML Investors Services, Inc., and Securian Financial Services, Inc. over the years. Thuan holds the Series 66, Series 7, and SIE licenses. Thuan is experienced in providing financial planning, pension consulting, educational seminars, and publication of periodicals for individuals and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/01/2025 - Present
Providence Financial AND Insurances, Inc. (WOODLAND HILLS CA)
CA
06/15/2007 - 04/01/2022
LINCOLN FINANCIAL SECURITIES CORPORATION (HARBOR CITY CA)
CA
07/05/2006 - 06/11/2007
MML INVESTORS SERVICES, INC. (LOS ANGELES CA)
CA
05/05/2006 - 06/06/2006
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
BOTH
Issued 07/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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