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Thu trang Thi Nguyen

Capital Client Group, Inc.

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About Thu trang Thi Nguyen

Thu trang Thi Nguyen is a registered representative with Capital Client Group, Inc. located in Irvine, CA. Thu trang is licensed to offer securities in 53 states and territories. Thu trang has been in the financial services industry since February 2023. Thu trang has passed the Series 7TO, Series 63, and SIE exams.

Firm Information

Thu trang Nguyen is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Thu trang Nguyen’s Registration & Firm History

CA

02/22/2023 - Present

Capital Client Group, Inc. (IRVINE CA)

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Licenses & Designations

BC

Issued 03/10/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/21/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thu trang Thi Nguyen.
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