Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thu-huong? Claim Your ProfileThu-huong Thi Nguyen is a financial advisor with Fidelity Personal And Workplace Advisors, a firm based in Boston, MA. Thu-huong Thi Nguyen has been in the financial services industry since 2005 and holds Series 6, 7, 63 and 65 licenses. Thu-huong Thi Nguyen has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Transamerica Financial Advisors, Inc., and NYLIFE Securities LLC. Thu-huong Thi Nguyen specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/11/2024 - Present
Fidelity Personal AND Workplace Advisors (SAN JOSE CA)
CA
11/29/2018 - 03/30/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
08/18/2015 - 03/26/2018
TRANSAMERICA FINANCIAL ADVISORS, INC (MILPITAS CA)
CA
03/31/2005 - 06/03/2015
NYLIFE SECURITIES LLC (SAN JOSE CA)
IA
Issued 04/04/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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