Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thu? Claim Your ProfileThu Nguyen is a registered representative with Nylife Securities LLC in San Jose, CA. Thu has been in the financial services industry since February 23, 2016. Thu is licensed to sell securities in California. Thu is also qualified to offer investment company and variable products through the Series 6 exam. Thu has a Series 63 license, which means Thu is qualified to sell securities in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/24/2016 - Present
Nylife Securities LLC (SAN JOSE CA)
BC
Issued 08/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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