Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thornton? Claim Your ProfileThornton Scott is a financial advisor who is registered with FINRA. Thornton Scott is a registered representative with TP Icap Global Markets Americas LLC in NEW YORK, NY. Thornton Scott has passed the Series 3, Series 7TO, and Series 63 exams. Thornton Scott is also registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/24/2023 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
BC
Issued 06/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2023
Series 3 - National Commodity Futures Examination
BC
Issued 02/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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