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Thornton Carter Melton

B. C. Ziegler AND Co.

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About Thornton Carter Melton

Thornton Melton is a registered representative with B. C. Ziegler AND Co. and has been in the financial services industry since July 6, 1999. Thornton has experience in the financial services industry, including time with Scott & Stringfellow, LLC, UBS Financial Services Inc., and Scott & Stringfellow, INC.. Thornton is licensed in Virginia.

Firm Information

Thornton Melton is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thornton Melton’s Registration & Firm History

VA

08/21/2013 - Present

B. C. Ziegler AND Co. (Richmond VA)

VA

06/27/2003 - 12/04/2012

SCOTT & STRINGFELLOW, LLC (RICHMOND VA)

NJ

04/30/2001 - 06/26/2003

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

VA

09/17/1998 - 03/26/2001

SCOTT & STRINGFELLOW, INC. (RICHMOND VA)

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Licenses & Designations

BC

Issued 07/31/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/03/2022

Series 24 - General Securities Principal Examination

BC

Issued 03/28/2019

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 12/29/2018

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thornton Carter Melton.
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