Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thorn? Claim Your ProfileThorn C Svendsen is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Thorn has been in the securities industry since July 2011. Thorn is registered in 36 states and is also an investment adviser representative in Colorado. Thorn is a Series 6, 7, 63, and 65 licensed professional. Thorn has received the Securities Industry Essentials (SIE) designation. Thorn is a member of the Phi Gamma Delta Board of Chapter Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
09/18/2014 - Present
Northwestern Mutual Investment Services, LLC (LAKEWOOD CO)
IA
Issued 09/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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