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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thore? Claim Your ProfileThore Truax is an investment advisor representative with MML Investors Services, LLC based in Springfield, MA. Thore has been in the industry since May 3, 2002, and holds a Series 6, 7, 24, 26, 51, and 63 licenses. Thore is also registered in Nebraska. Previously, Thore was registered with ALLSTATE DISTRIBUTORS, L.L.C., AMERITAS INVESTMENT CORP., ALLSTATE FINANCIAL SERVICES, LLC, and NEW ENGLAND SECURITIES. Thore has experience working with high net worth individuals, pension and profit-sharing plans, corporations and other businesses, and individuals other than high net worth individuals. Thore specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
12/20/2021 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
NE
01/22/2020 - 04/14/2021
ALLSTATE DISTRIBUTORS, L.L.C. (LINCOLN NE)
NE
01/31/2018 - 10/16/2018
AMERITAS INVESTMENT CORP. (LINCOLN NE)
NE
06/04/2001 - 06/01/2017
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
NY
09/23/1999 - 07/10/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 09/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 04/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/19/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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