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Thor Booker

Weild & Co.

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About Thor Booker

Thor Booker is a registered investment advisor, with over 10 years of experience in the industry. Thor is currently registered with Weild & Co., a firm headquartered in New York. Thor is also registered with the state of Pennsylvania. Thor has passed a wide range of exams including Series 66, Series 63, Series 7, Series 87, Series 86, and SIE. Thor's prior experience includes working at firms like Quoin Capital LLC, Ameriprise Financial Services, Inc., Morgan Stanley, Hornor, Townsend & Kent, Inc., ING Financial Partners, Inc. and Cohen & Company Securities, LLC.

Firm Information

Thor Booker is currently registered with Weild & Co.. Weild & Co. is a Limited Liability Company formed on October 22, 2007. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, with one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thor Booker’s Registration & Firm History

NY

10/18/2021 - Present

Weild & Co. (NEW YORK NY)

PA

09/17/2018 - 10/21/2019

QUOIN CAPITAL LLC (PHILADELPHIA PA)

PA

06/23/2016 - 10/03/2016

AMERIPRISE FINANCIAL SERVICES, INC. (Philadelphia PA)

PA

04/08/2013 - 11/26/2014

MORGAN STANLEY (BRYN MAWR PA)

MD

06/14/2011 - 01/26/2012

AMERIPRISE FINANCIAL SERVICES, INC. (BETHESDA MD)

PA

06/09/2010 - 06/09/2011

HORNOR, TOWNSEND & KENT, INC. (CONSHOHOCKEN PA)

PA

10/06/2009 - 01/08/2010

ING FINANCIAL PARTNERS, INC. (PHILADELPHIA PA)

PA

07/13/2004 - 01/11/2007

COHEN & COMPANY SECURITIES, LLC (PHILADELPHIA PA)

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Licenses & Designations

BOTH

Issued 08/13/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/27/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2009

Series 7 - General Securities Representative Examination

BC

Issued 05/10/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/17/2006

Series 86 - Research Analyst Exam - Part I Analysis Module

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thor Booker. Review regulatory record here.
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