Unclaimed
Thor Booker is a registered investment advisor, with over 10 years of experience in the industry. Thor is currently registered with Weild & Co., a firm headquartered in New York. Thor is also registered with the state of Pennsylvania. Thor has passed a wide range of exams including Series 66, Series 63, Series 7, Series 87, Series 86, and SIE. Thor's prior experience includes working at firms like Quoin Capital LLC, Ameriprise Financial Services, Inc., Morgan Stanley, Hornor, Townsend & Kent, Inc., ING Financial Partners, Inc. and Cohen & Company Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/18/2021 - Present
Weild & Co. (NEW YORK NY)
PA
09/17/2018 - 10/21/2019
QUOIN CAPITAL LLC (PHILADELPHIA PA)
PA
06/23/2016 - 10/03/2016
AMERIPRISE FINANCIAL SERVICES, INC. (Philadelphia PA)
PA
04/08/2013 - 11/26/2014
MORGAN STANLEY (BRYN MAWR PA)
MD
06/14/2011 - 01/26/2012
AMERIPRISE FINANCIAL SERVICES, INC. (BETHESDA MD)
PA
06/09/2010 - 06/09/2011
HORNOR, TOWNSEND & KENT, INC. (CONSHOHOCKEN PA)
PA
10/06/2009 - 01/08/2010
ING FINANCIAL PARTNERS, INC. (PHILADELPHIA PA)
PA
07/13/2004 - 01/11/2007
COHEN & COMPANY SECURITIES, LLC (PHILADELPHIA PA)
BOTH
Issued 08/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/10/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/17/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
F
FINRA
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