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Thor August Johnson

Tiaa-Cref Individual & Institutional Services, LLC

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About Thor August Johnson

Thor August Johnson is a financial advisor with over 20 years of experience in the industry. He is currently registered with Tiaa-Cref Individual & Institutional Services, LLC, a firm with a strong reputation for providing comprehensive financial planning and investment management services. Previously, Thor has worked with several other well-known financial institutions, including Jackson National Life Distributors LLC, Valic Financial Advisors, Inc., Raymond James Financial Services, Inc., H&R Block Financial Advisors, Inc., U.S. Bancorp Investments, Inc., Firstar Investment Services, Inc., and Mercantile Investment Services, Inc.

Firm Information

Thor Johnson is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Thor Johnson’s Registration & Firm History

CO

10/16/2012 - Present

Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)

TN

09/26/2006 - 05/04/2012

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

TX

09/30/2004 - 04/18/2006

VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)

FL

06/09/2003 - 06/08/2004

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

MI

05/08/2002 - 05/23/2003

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

MN

12/01/2001 - 05/07/2002

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

NJ

01/03/2000 - 12/01/2001

FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)

MO

11/17/1999 - 01/03/2000

MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 09/18/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/19/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/06/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thor August Johnson. Review regulatory record here.
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