Unclaimed
Thor August Johnson is a financial advisor with over 20 years of experience in the industry. He is currently registered with Tiaa-Cref Individual & Institutional Services, LLC, a firm with a strong reputation for providing comprehensive financial planning and investment management services. Previously, Thor has worked with several other well-known financial institutions, including Jackson National Life Distributors LLC, Valic Financial Advisors, Inc., Raymond James Financial Services, Inc., H&R Block Financial Advisors, Inc., U.S. Bancorp Investments, Inc., Firstar Investment Services, Inc., and Mercantile Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
10/16/2012 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
TN
09/26/2006 - 05/04/2012
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
TX
09/30/2004 - 04/18/2006
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
FL
06/09/2003 - 06/08/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MI
05/08/2002 - 05/23/2003
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MN
12/01/2001 - 05/07/2002
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
01/03/2000 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MO
11/17/1999 - 01/03/2000
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
IA
Issued 09/18/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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