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Thong Nguyen Luu

U.s. Bancorp Investments, Inc.

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About Thong Nguyen Luu

Thong Nguyen Luu is a registered representative and investment advisor representative with U.S. Bancorp Investments, Inc., located in Seattle, WA. Thong has been in the financial services industry since 2012. Thong specializes in providing financial planning, portfolio management for individuals and businesses, and publication of periodicals for individuals, businesses, and investment companies. Thong has passed the Series 7TO, Series 63, Series 65, and SIE exams. Thong holds current registrations in Washington state and is licensed to provide financial advice through U.S. Bancorp Investments, Inc. Prior to joining U.S. Bancorp Investments, Inc. Thong worked at Wells Fargo Clearing Services, LLC.

Firm Information

Thong Luu is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Thong Luu’s Registration & Firm History

WA

11/27/2023 - Present

U.s. Bancorp Investments, Inc. (Seattle WA)

WA

05/27/2022 - 12/01/2023

WELLS FARGO CLEARING SERVICES, LLC (RENTON WA)

WA

09/23/2021 - 03/28/2022

WELLS FARGO CLEARING SERVICES, LLC (RENTON WA)

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Licenses & Designations

IA

Issued 07/25/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/01/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/23/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/14/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thong Nguyen Luu.
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