Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thong? Claim Your ProfileThong Minh Phan is a registered investment advisor with Pruco Securities, LLC. Thong has been in the industry since 2011 and holds Series 6, 63, 26, and 65 licenses. Thong Minh Phan is also licensed as a health insurance agent and works for Prudential Insurance Company of America. Thong Minh Phan is registered with the states of Arizona, Arkansas, California, Colorado, Georgia, Illinois, Louisiana, Michigan, Missouri, New Jersey, New Mexico, New York, North Carolina, Oklahoma, Rhode Island, South Dakota, Tennessee, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
TX
10/15/2015 - Present
Pruco Securities, LLC (HOUSTON TX)
TX
08/22/2011 - 07/03/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOUSTON TX)
IA
Issued 02/28/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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