Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thompson? Claim Your ProfileThompson Sylvester Phillips is a registered investment advisor with Thurston Springer Advisors, and has over 45 years of experience in the financial services industry. Thompson has held various leadership positions with Phillips Capital Advisors, Phillips Securities Insurance Agency, T.S. Phillips Investments, Inc. and Phillips Investment Consultants LLC. Thompson is a Series 7, 24, 52, 53 and 63 licensed representative and currently holds a Series 99 and 14 license as well. Thompson is registered to provide investment advice in 23 states and holds active registrations in Oklahoma and Texas. Thompson specializes in providing financial advice to individuals, corporations, high-net-worth individuals and charitable organizations. Thompson is also active in the community and is a board member of several non-profit organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
06/15/2024 - Present
Thurston Springer Advisors (Oklahoma City OK)
OK
03/20/2003 - 06/28/2024
T.S. PHILLIPS INVESTMENTS, INC. (OKLAHOMA CITY OK)
TX
02/28/1990 - 06/16/2003
THE (WILSON) WILLIAMS FINANCIAL GROUP (DALLAS TX)
NA
01/29/1990 - 03/01/1990
MERIDIAN ASSOCIATES, INC.
NY
04/11/1988 - 02/03/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
09/01/1977 - 04/11/1988
E. F. HUTTON & COMPANY INC
BC
Issued 04/16/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/07/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/08/1988
Series 24 - General Securities Principal Examination
BC
Issued 04/16/1982
Series 4 - Registered Options Principal Examination
BC
Issued 06/17/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/20/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thompson Phillips is the right advisor for you? Invested Better is here to help.
