Unclaimed
Thompson Kirkpatrick is a financial advisor registered with Fidelity Brokerage Services LLC, located in Greenwood Village, CO. Thompson has been in the industry since July 27, 2022. Thompson is licensed to sell securities in 53 states and the District of Columbia. Thompson is also a Registered Representative with FINRA and has passed the Series 7TO, SIE, and Series 63 exams. Thompson is a valuable resource for investors looking for guidance on their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
07/28/2022 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 10/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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