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Thompson Edward Fletcher

Marex Capital Markets Inc.

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About Thompson Edward Fletcher

Thompson Fletcher has been in the financial services industry since 1999 and is currently registered with Marex Capital Markets Inc. Thompson has a diverse background in the industry, having worked for several firms including Interactive Brokers LLC, Interactive Brokers Corp., Pershing LLC, and Pershing Trading Company, L.P. Thompson has a strong track record of success in the financial services industry and is committed to providing clients with the highest level of service.

Firm Information

Thompson Fletcher is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thompson Fletcher’s Registration & Firm History

NJ

02/27/2015 - Present

Marex Capital Markets Inc. (Red Bank NJ)

CT

03/02/2010 - 02/04/2015

INTERACTIVE BROKERS LLC (GREENWICH CT)

NJ

08/07/2009 - 12/31/2014

INTERACTIVE BROKERS CORP. (JERSEY CITY NJ)

NJ

09/09/2005 - 07/13/2009

PERSHING LLC (JERSEY CITY NJ)

NJ

05/01/2003 - 09/09/2005

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

NJ

06/25/2002 - 05/01/2003

PERSHING LLC (JERSEY CITY NJ)

NJ

03/29/2001 - 06/06/2002

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

NJ

12/21/1998 - 03/27/2001

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 03/29/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/08/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thompson Edward Fletcher.
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