Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thompson? Claim Your ProfileThompson Dean Ford is a financial advisor at Raymond James & Associates, Inc. Thompson has been in the financial services industry since 2000. Thompson holds licenses for Series 63, 10, 9, 7, and 52, as well as the SIE. Thompson is registered in Florida, Illinois, Indiana, Kansas, Michigan, Minnesota, New York, North Dakota, South Carolina, Texas, and Wisconsin. Thompson is currently affiliated with Raymond James & Associates, Inc. and previously was with MORGAN KEEGAN & COMPANY, INC. and FIRST TENNESSEE SECURITIES CORP..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/07/2012 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
08/07/2001 - 03/13/2013
MORGAN KEEGAN & COMPANY, INC. (CHICAGO IL)
TN
11/16/2000 - 08/16/2001
FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)
BC
Issued 03/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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