Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Zenoby is a financial professional with over 15 years of experience in the industry. He currently works as a registered investment advisor representative for Ascensus Investment Advisors, LLC. Previously, Thomas worked for LPL Financial LLC, ADP Broker-Dealer, Inc., ProEquities, Inc., and Jackson National Life Distributors LLC. He is licensed in both Arizona and Massachusetts. Thomas holds Series 6, 63, and 65 licenses, as well as the SIE. He specializes in providing investment advice and portfolio management services for retirement plans, including 529 plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Portfolio mgmt/oversight incl review of allocations & selection of underlying securities for qual tuition 529/529a & sfrp plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Percentage of program management fee and percentage of aua
1
2
AZ
11/15/2023 - Present
Ascensus Investment Advisors, LLC (PHOENIX AZ)
CA
01/24/2023 - 06/21/2023
PENSIONMARK SECURITIES, LLC (SANTA BARBARA CA)
AZ
07/27/2022 - 01/09/2023
LPL FINANCIAL LLC (SCOTTSDALE AZ)
NJ
11/06/2017 - 01/25/2021
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NJ
03/14/2016 - 10/03/2017
ADP BROKER-DEALER, INC. (ROSELAND NJ)
AL
02/20/2015 - 03/24/2016
PROEQUITIES, INC. (BIRMINGHAM AL)
TN
12/05/2006 - 02/06/2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
IA
Issued 05/10/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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