Unclaimed
Thomas Zachary Hersh is a registered representative with Tradition Securities And Derivatives LLC. He has been in the industry since May 28, 2012. Thomas has experience working with TFS Derivatives Corporation, BGC Financial, L.P., and Sunrise Brokers LLC. He holds the Series 63, Series 7 and SIE licenses. Thomas is registered with the states of Florida, Illinois, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/31/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
02/28/2014 - 04/25/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
07/25/2012 - 01/09/2014
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
04/10/2012 - 08/01/2012
SUNRISE BROKERS LLC (NEW YORK NY)
BC
Issued 05/29/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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