Unclaimed
Thomas Yount is a financial professional with over 7 years of experience in the industry. Thomas is currently registered with Nylife Distributors LLC, where Thomas has been employed since December 4, 2015. Thomas holds the Series 6 and SIE licenses. Previously, Thomas was employed by NYLIFE SECURITIES LLC from April 26, 2018, to July 21, 2022. Thomas is located in Leawood, KS and has an active broker-dealer registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
12/04/2015 - Present
Nylife Distributors LLC (LEAWOOD KS)
NY
04/26/2018 - 07/21/2022
NYLIFE SECURITIES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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