Unclaimed
Thomas Yacovino is a financial advisor with Stifel, Nicolaus & Company, Inc. located in St. Louis, MO. Thomas has been in the financial services industry since 1997. Thomas has a broad range of experience and is able to offer various financial services, including portfolio management, financial planning, and pension consulting. Thomas is registered to offer securities products and services in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/15/2024 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
IL
10/11/2021 - 02/27/2023
REGIMENT SECURITIES, LLC. (CHICAGO IL)
IL
08/14/2017 - 03/04/2020
COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)
NJ
08/20/2012 - 08/19/2016
QUESTAR CAPITAL CORPORATION (MOUNT LAUREL NJ)
MO
01/01/2008 - 04/11/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
11/11/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 03/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/27/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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