Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Xavier Parker has been working in the financial services industry since June 18, 1989. Thomas is currently registered with Hightower Advisors, LLC. Thomas has a history of working with firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney. Thomas specializes in portfolio management for individuals, businesses, and investment companies. Thomas is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is also a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
FL
09/15/2017 - Present
Hightower Advisors, LLC (Palm Beach Gardens FL)
FL
10/12/2009 - 05/22/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH FL)
FL
06/01/2009 - 11/06/2009
MORGAN STANLEY SMITH BARNEY (WEST PALM BEACH FL)
FL
01/14/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WEST PALM BEACH FL)
NY
05/15/2002 - 01/18/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/25/2001 - 05/17/2002
ARAPAHO PARTNERS, LLC (NEW YORK NY)
NY
06/07/2000 - 01/11/2001
BROOK ASSET MANAGEMENT, L.L.C. (NEW YORK NY)
NY
02/28/1994 - 07/08/1998
EASTBRIDGE CAPITAL INC. (NEW YORK NY)
FL
10/30/1992 - 02/14/1994
ADAMS, VINER, & MOSLER, LTD. (BOCA RATON FL)
NY
04/23/1991 - 02/14/1992
SANWA-BGK TREASURY SECURITIES CO. (NEW YORK NY)
NY
10/12/1990 - 02/14/1992
SANWA - BGK SECURITIES CO., L.P. (NEW YORK NY)
NY
03/19/1986 - 09/17/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 02/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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