Unclaimed
Thomas X. Parker is an investment advisor representative associated with Hightower Advisors, LLC, located in Palm Beach Gardens, FL. Thomas has been in the industry since March 30, 2011, and holds Series 6, 7, 63 and 66 licenses. Thomas has experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Eaton Vance Distributors, Inc., Putnam Retail Management Limited Partnership, Hightower Securities, LLC, and Hightower Advisors, LLC. Thomas focuses on providing financial planning, portfolio management, and selection of other advisors for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
FL
03/19/2018 - Present
Hightower Advisors, LLC (Palm Beach Gardens FL)
MA
11/26/2013 - 05/23/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
02/23/2012 - 11/18/2013
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MA
03/16/2011 - 02/14/2012
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
BOTH
Issued 04/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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