Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wren Bell is a registered representative and investment advisor representative with Stifel, Nicolaus & Company, Inc., and has been in the industry since 1987. Bell has experience in various financial services roles including serving as a registered representative at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Bell is licensed in several states including Louisiana, Texas, Alabama, Arkansas, Delaware, Florida, Massachusetts, Mississippi, New York, North Carolina, South Carolina, Tennessee, Utah, and Washington. Bell holds various industry certifications including Series 7, Series 8, Series 9, Series 10, Series 31, Series 63, Series 65, and the Securities Industry Essentials Examination (SIE). Thomas W. Bell provides portfolio management for individuals, businesses, pooled investment vehicles, and pension consulting, and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
07/19/2018 - Present
Stifel, Nicolaus & Company, Inc. (NEW ORLEANS LA)
LA
12/13/2006 - 07/03/2018
UBS FINANCIAL SERVICES INC. (BATON ROUGE LA)
LA
11/25/1987 - 12/15/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAFAYETTE LA)
IA
Issued 01/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Bell is the right advisor for you? Invested Better is here to help.
