Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wozniak is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Thomas has been working in the industry since 1995 and is registered in 32 states and 2 jurisdictions. Thomas offers a variety of financial services, including investment consulting, financial planning, and portfolio management for individuals and businesses. Thomas is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MT
06/03/2022 - Present
Wells Fargo Advisors Financial Network, LLC (MISSOULA MT)
MT
01/03/2013 - 06/02/2022
WELLS FARGO CLEARING SERVICES, LLC (MISSOULA MT)
MT
08/09/1995 - 01/07/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MISSOULA MT)
IA
Issued 09/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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