Unclaimed
Thomas Woods is an active investment advisor representative. Thomas has been working in the financial industry since 2012 and is registered with State Farm Investment Management Corp. in New Jersey, New York, and Pennsylvania. In addition to his investment advisory business, Thomas also owns and operates Tommy Woods' Insurance Agency which provides insurance services for State Farm Mutual Automobile Insurance Company and its affiliates. Thomas is also registered as a broker-dealer in Florida and New Jersey. He holds Series 63, Series 65, Series 6TO and SIE licenses. The advisor specializes in Portfolio Management for Individuals and Portfolio Management for Investment Companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/28/2024 - Present
State Farm Investment Management Corp. (Montclair NJ)
IA
Issued 04/15/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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