Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Winfield Steele is an investment advisor representative currently registered with LPL Financial LLC, a firm with a history of providing investment advice to a variety of clients, including high-net-worth individuals and businesses. Thomas is a veteran in the industry with over 20 years of experience. Thomas has an active license in multiple states and has previously worked with other financial firms such as Securities America, Inc., Cetera Advisor Networks LLC, and Walnut Street Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SD
03/16/2020 - Present
LPL Financial LLC (LAKE PRESTON SD)
SD
11/17/2014 - 03/05/2020
SECURITIES AMERICA, INC. (LAKE PRESTON SD)
SD
09/03/2013 - 11/18/2014
CETERA ADVISOR NETWORKS LLC (LAKE PRESTON SD)
VA
02/23/2010 - 09/03/2013
WALNUT STREET SECURITIES, INC. (CHESTERFIELD VA)
VA
02/09/2004 - 12/23/2009
COMMUNITY BANKERS SECURITIES, LLC (CHESTERFIELD VA)
GA
10/21/1998 - 02/17/2004
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
BOTH
Issued 10/24/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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