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Thomas Winfield Reilly

BGC Financial, LP

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About Thomas Winfield Reilly

Thomas Winfield Reilly is a financial professional with over 24 years of experience in the securities industry. Reilly is currently registered with BGC Financial, LP and is located in Jericho, NY. Reilly has previously held positions at Guggenheim Securities, LLC, Ticonderoga Securities LLC, Collins Stewart LLC., Collins Stewart INC., Tullett Liberty Securities INC., Burlington Capital Markets INC., Fleet Securities, INC., NDB Capital Markets, LP and Cantor Fitzgerald Securities. Reilly is a Series 7, Series 55, Series 57TO and SIE licensed professional. Reilly has a Series 63 license issued by the state of New York.

Firm Information

Thomas Reilly is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Reilly’s Registration & Firm History

NY

08/17/2015 - Present

BGC Financial, LP (JERICHO NY)

NY

02/27/2012 - 08/19/2015

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

08/14/2009 - 01/31/2012

TICONDEROGA SECURITIES LLC (NEW YORK NY)

NY

08/10/2007 - 08/17/2009

COLLINS STEWART LLC. (NEW YORK NY)

NY

11/13/2006 - 08/10/2007

COLLINS STEWART INC. (NEW YORK NY)

NY

01/08/2005 - 12/05/2006

TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)

NY

11/27/2002 - 01/26/2005

BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)

TX

02/20/2001 - 12/09/2002

FLEET SECURITIES, INC. (DALLAS TX)

NY

04/19/2000 - 02/22/2001

NDB CAPITAL MARKETS, LP (NEW YORK NY)

NY

05/18/1998 - 05/08/2000

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/16/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/09/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Winfield Reilly.
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