Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wilson Murray is a registered representative with Wells Fargo Clearing Services, LLC. Thomas has been in the financial services industry since September 1983. Thomas has Series 7, 31, and 63 licenses as well as the SIE and Series 65. Prior to joining Wells Fargo Clearing Services, LLC Thomas was registered with Morgan Stanley and RBC Capital Markets Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/30/2019 - Present
Wells Fargo Clearing Services, LLC (PASADENA CA)
CA
04/16/2010 - 09/30/2019
MORGAN STANLEY (PASADENA CA)
CA
08/13/2004 - 04/26/2010
RBC CAPITAL MARKETS CORPORATION (PASADENA CA)
MO
07/17/1998 - 08/23/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
07/02/1993 - 07/24/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/30/1987 - 07/07/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/23/1983 - 10/15/1987
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 05/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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