Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Williams is a financial professional with experience in the industry since 2020. Thomas is currently registered with LPL Financial LLC and is licensed to provide financial advice in North Carolina and South Carolina. Thomas holds the Series 7, Series 63, and Series 99TO licenses. Thomas has previously worked at WELLS FARGO CLEARING SERVICES, LLC, ALLIANCE-ONE INVESTMENTS, LLC, and ALLY INVEST SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
05/23/2024 - Present
LPL Financial LLC (FORT MILL SC)
NC
03/18/2024 - 04/02/2024
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
OK
08/02/2023 - 10/18/2023
ALLIANCE-ONE INVESTMENTS, LLC (TULSA OK)
NC
02/01/2020 - 07/14/2023
ALLY INVEST SECURITIES LLC (Charlotte NC)
BC
Issued 03/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2024
Series 99TO - Operations Professional Examination
BC
Issued 02/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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