Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Villano is a financial advisor currently working at Oppenheimer & Co. Inc. as a registered representative. Thomas has been in the financial industry since 2002, and has been registered with the state of New York since August 2019. Villano's career in the industry began at Spear, Leeds & Kellogg Specialists LLC in 2002, where he remained until 2008. He then spent 5 years at Goldman Sachs Execution & Clearing, L.P. and subsequently held positions at Cowen Securities LLC and Cowen and Company. Villano holds a Series 7, 21, 25, 55, 57TO, SIE and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/12/2019 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
03/07/2013 - 07/10/2019
COWEN AND COMPANY (NEW YORK NY)
NY
05/07/2008 - 03/25/2013
COWEN SECURITIES LLC (NEW YORK NY)
NY
11/19/2002 - 04/30/2008
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
09/17/2002 - 04/30/2008
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
BC
Issued 12/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/08/2004
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 05/01/2003
Series 25 - NYSE Trading Assistant Examination
BC
Issued 11/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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