Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Van dyck is a financial advisor at RBC Capital Markets, LLC. Thomas is registered with FINRA as a Registered Representative and a Registered Investment Advisor, holding licenses in both California and Texas. Thomas has been a financial advisor for over 30 years. Thomas has a wide range of experience working with clients of various types, including high-net-worth individuals, corporations, and charitable organizations. Thomas is a Series 7, Series 63, and Series 65 licensed advisor and provides financial planning and portfolio management services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/25/2006 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
08/12/2006 - 09/05/2006
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
05/14/1997 - 08/12/2006
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
03/10/1988 - 05/12/1997
PROGRESSIVE ASSET MANAGEMENT, INC. (SAN RAFAEL CA)
NA
01/25/1984 - 01/16/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 01/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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