Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas William Taylor is a registered representative with Northwestern Mutual Investment Services, LLC. Thomas is a licensed agent in Connecticut, holding a Series 7, Series 63, Series 66, and Series 7TO securities licenses. Thomas has been active in the securities industry since August 19, 2012. Thomas William Taylor has experience with UBS Financial Services Inc. prior to joining Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
06/16/2021 - Present
Northwestern Mutual Investment Services, LLC (WESTPORT CT)
NY
07/03/2006 - 04/28/2015
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/17/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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