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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Stoecker is a registered investment advisor representative with Cetera Investment Advisers LLC. Thomas has been in the financial services industry since 1994 and has experience in both brokerage and advisory services. Thomas holds the Series 6, 7, 22, 24, 63, and 65 licenses, and has been registered with FINRA since 1994. Thomas specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and corporations. Thomas also conducts educational seminars and offers selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (VIRDEN IL)
IL
05/31/2001 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (VIRDEN IL)
CT
03/27/1997 - 06/01/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MA
02/25/1994 - 03/27/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
IA
Issued 01/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1999
Series 7 - General Securities Representative Examination
BC
Issued 01/04/1997
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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