Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Stoecker is a financial advisor who has been in the industry since 1994. Thomas is currently registered with Cetera Investment Advisers LLC. He has previously been affiliated with Summit Brokerage Services, Inc., Washington Square Securities, Inc., and Sun Investment Services Company. Thomas has passed several securities exams, including Series 6, 7, 22, 24, 63 and 65. He is currently registered in 18 states. Thomas focuses on providing financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/29/2023 - Present
Cetera Investment Advisers LLC (VIRDEN IL)
IL
05/31/2001 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (VIRDEN IL)
CT
03/27/1997 - 06/01/2001
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MA
02/25/1994 - 03/27/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
IA
Issued 1/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/25/1999
Series 7 - General Securities Representative Examination
BC
Issued 1/4/1997
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 2/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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